Legal & Regulatory Compliance
Last Updated: August 2026
OIOption is committed to complying with applicable laws and regulations in the regions where we operate, and conducting business with the highest standards of ethics and integrity. This page outlines our compliance framework and commitments.
0. Product Scope & Risk Disclosures
0.1 Self-directed use and no advice
- •The System provides market data, analytics, research, alerts, and workflow tools for self-directed professional users. It does not provide investment, legal, tax, brokerage, account-type, or trading advice.
- •You are responsible for evaluating information, selecting your account and instruments, authorizing orders, and confirming that your use is lawful in your jurisdiction.
- •Past performance, scenarios, research, signals, and risk indicators do not guarantee future results or execution outcomes.
0.2 Market data and order execution
- •Market data, quotes, analytics, and third-party feeds may be delayed, incomplete, interrupted, or inaccurate. No data source or system availability is guaranteed.
- •An order may not be accepted, filled, filled at the expected price, or cancelled promptly. The System does not guarantee best execution, liquidity, or uninterrupted access to any venue.
- •You must independently verify prices, balances, positions, permissions, and order status with the relevant broker, exchange, or venue before relying on them.
0.3 Options, leverage, and margin
- •Options, perpetual contracts, CFDs, leveraged products, and margin trading can produce rapid and substantial losses, including loss of the full amount committed and, where applicable, losses exceeding deposited collateral.
- •A broker or venue may require additional margin or liquidate positions without prior notice when requirements are not met. You must not rely on an automated stop, liquidation process, or risk control as a substitute for monitoring and your own contingency plan.
- •Before trading, review the applicable product disclosures, contract specifications, fees, settlement rules, liquidity conditions, and jurisdictional restrictions.
0.4 Automation, connectivity, and API scope
- •Automated and algorithmic workflows involve software defects, configuration errors, stale data, network failures, venue outages, latency, duplicate or rejected messages, market impact, and rapid losses.
- •Standard subscriptions and public pages do not include a public developer trading API. Trading connectivity, source-code delivery, private deployment, and any approved execution API are enterprise-only services subject to a separate written scope, technical review, and compliance review.
- •Any approved API is scoped by contract and defaults to least privilege. Credentials must not be shared, and withdrawal permissions must never be enabled for an OIOption integration.
1. Legal & Regulatory Compliance
1.1 Compliance with Local Laws
- •Compliance with laws and regulations of the countries and regions where we operate
- •Adherence to legal requirements of users' jurisdictions
- •Dispute resolution and arbitration in accordance with local legal standards
- •Cooperation with legitimate investigations and requests from local regulatory authorities
1.2 Data Protection & Privacy
- •Compliance with data protection laws and regulations in operating regions
- •Implementation of data minimization principles, collecting only data necessary for services
- •Established data breach response mechanisms
- •User data storage and processing in compliance with local legal requirements
1.3 Financial Services Regulation
- •Our services are technical tools and data analytics services, not financial investment advice
- •We do not engage in regulated financial activities such as asset management, investment advisory, or brokerage services
- •Users must ensure their use of the System complies with the legal requirements of their jurisdiction
- •We are not responsible for users' trading decisions or investment outcomes
1.4 Sanctions Compliance
- •Compliance with sanctions regulations in operating regions
- •No services provided to sanctioned countries, regions, or individuals
- •Implementation of necessary compliance screening procedures
2. Industry Standards Compliance
2.1 Technical Standards
- •Adoption of industry-standard data security protocols (TLS 1.3, AES-256 encryption)
- •Following secure development best practices
- •Regular security assessments
- •Implementation of information security management principles
2.2 Service Quality Standards
- •Provision of clear Service Level Agreements (SLA) and service descriptions
- •Implementation of service availability monitoring and incident response mechanisms
- •Transparent pricing and billing policies
- •Clear terms of service and user guides
3. Internal Compliance
3.1 Corporate Governance
- •Established sound corporate governance structure
- •Implementation of effective internal control and risk management framework
- •Regular internal audits and compliance assessments
- •Established compliance reporting mechanisms and whistleblower channels
3.2 Employee Code of Conduct
- •All employees must comply with company code of conduct and ethical standards
- •Regular compliance training and awareness education
- •Implementation of conflict of interest management policies
- •Established confidentiality and data handling standards
4. Business Ethics & Corporate Culture
4.1 Anti-Corruption & Anti-Bribery
- •Zero tolerance for any form of corruption, bribery, or improper benefit transfer
- •Compliance with anti-corruption laws in operating regions
- •Established anti-corruption training and monitoring mechanisms
4.2 Fair Competition
- •Compliance with antitrust and competition laws in all jurisdictions
- •Prohibition of participation in price manipulation, market division, or other anti-competitive behaviors
- •No participation in or tolerance of false advertising or misleading marketing
- •Respect for competitors' intellectual property and trade secrets
4.3 Business Integrity
- •Treating all stakeholders with honesty, transparency, and fairness
- •Providing accurate and complete product and service information
- •Timely and effective handling of customer complaints and disputes
- •Continuous improvement of service quality and user experience
5. Data Infringement & Intellectual Property
5.1 Data Source Statement
- •Market data displayed in this system is sourced from public exchange interfaces and third-party data providers
- •We respect the intellectual property and data rights of all data providers
- •If any data display infringes your legitimate rights, please contact us promptly
5.2 Infringement Handling
- •If you believe this system contains data infringement, please contact us via:
- •• Email: richard@oioption.com
- •Please provide: description of infringing content, proof of rights documentation, contact information
- •We will verify and process the matter promptly upon receiving valid notice
- •Content confirmed to be infringing will be removed or addressed with appropriate measures
5.3 Intellectual Property Protection
- •We respect and protect intellectual property rights
- •Unauthorized copying, distribution, or commercial use of system content is prohibited
- •Industry peers or third parties who discover any infringement issues are welcome to contact us
6. Compliance Reporting & Continuous Improvement
6.1 Reporting Channels
- •We encourage anyone to report suspected violations or unethical behavior
- •Reports can be submitted via email: richard@oioption.com
- •All reports will be seriously investigated and handled confidentially
6.2 Continuous Improvement
- •Regular review and update of compliance policies and procedures
- •Monitoring legal and regulatory changes and timely adjustments
- •Providing continuous compliance education and training for employees
Disclaimer
This compliance statement is for informational purposes only and does not constitute legal advice. OIOption reserves the right to modify this statement at any time. If you have any compliance-related questions, please consult a qualified legal professional or contact us. All disputes will be resolved in accordance with applicable laws and arbitration standards of the user's region.
Compliance Contact
Compliance: richard@oioption.com
General: richard@oioption.com